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Form Walkthroughs ยท IR Code 2026

Sixteen Forms.
Field-by-field walkthroughs.

The IR (Central) Rules, 2026 prescribe sixteen statutory forms โ€” from Memorandum of Settlement (Form I) to the aggrieved-employee complaint (Form XVI). Below: detailed walkthroughs of Forms I, II, III, IV โ€” the everyday-use ones. Forms Vโ€“XVI are launching progressively over the next several weeks.

Jump to: Form I Form II Form III Form IV V ๐Ÿ”’ VI ๐Ÿ”’ VII ๐Ÿ”’ VIII ๐Ÿ”’ IX ๐Ÿ”’ X ๐Ÿ”’ XI ๐Ÿ”’ XII ๐Ÿ”’ XIII ๐Ÿ”’ XIV ๐Ÿ”’ XV ๐Ÿ”’ XVI ๐Ÿ”’
FORM I Rule 4 ยท IR (Central) Rules, 2026 Free ยท Available

Memorandum of Settlement

The official record when an employer and workers reach a settlement โ€” whether during conciliation or otherwise.

Form I is the statutory format for memorialising any written settlement between employer and workers under the IR Code, 2020. Two situations:

  • During conciliation โ€” once the conciliation officer brokers a settlement, both sides sign Form I. The conciliation officer sends a copy to the Central Government.
  • Outside conciliation โ€” if the parties settle directly (mutual agreement, internal mediation), they still record it in Form I and jointly send a copy to the Deputy CLC (Central) and the conciliation officer of jurisdiction.
Employer side
Employer or authorised agent. For incorporated companies: the agent, manager, or principal officer.
Workers' side
Any one of: President, Vice-President, Secretary (incl. General Secretary), Joint Secretary, or any other authorised office-bearer of the Trade Union.
If no Trade Union
Five worker representatives, duly authorised at a meeting held for the purpose.
#FieldDetail
1Names of partiesEmployer's name & address; representatives of workmen with capacity (President / Secretary / etc.)
2Representation of workersWhether through a Trade Union; if so, name & registration number; if not, mode of authorisation
3Nature of disputeShort statement of the dispute โ€” what was contested
4Terms of settlementEach term written out clearly; dated commencement and duration
5SignaturesOf authorised signatories on each side; with names & designations in block letters
6WitnessesWhere required by the conciliation officer
7Date & placeWhen and where the settlement was signed
  • If during conciliation: the conciliation officer sends the report and signed memorandum to the Central Government, and uploads on the Ministry portal
  • If outside conciliation: parties jointly send a copy electronically or by speed post to (a) the Deputy CLC (Central) of jurisdiction and (b) the conciliation officer
  • The conciliation officer maintains an electronic register of all settlements filed
Practical tip Even though the rules say "may be in a format other than Form I" for settlements outside conciliation, sticking to Form I avoids future challenges. Settlements not in the prescribed form have been challenged in tribunals on procedural grounds.
Common mistakes
  • Forgetting to file with the Deputy CLC (Central) when the settlement happens outside conciliation โ€” this is a legal requirement, not optional
  • Signing on the workers' side without proper authorisation evidence (where the signer is "any other office-bearer", you need written authorisation by the President AND Secretary)
  • Drafting vague terms ("the company will consider...") instead of binding commitments โ€” only binding terms are enforceable
FORM II Rule 23(9) ยท IR (Central) Rules, 2026 Free ยท Available

Application to the Tribunal

When conciliation has failed and you want the matter adjudicated. Filed by the aggrieved party within 90 days.

If the conciliation officer's efforts fail and the dispute remains unresolved, the concerned party (employer or worker/union) can take it to the Industrial Tribunal by filing Form II. Time limit: 90 days from the date of the conciliation officer's report.

Filed by
Aggrieved party (employer or workers' representative)
Time limit
90 days from conciliation report
Mode
Electronic, speed post, or speed post with VAS / POD
Filed with
Industrial Tribunal of jurisdiction
#FieldDetail
1Names & addresses of partiesApplicant + opposite party (with full corporate / union details)
2Particulars of disputeBrief statement; date when the dispute arose
3History of conciliationReference number & date of conciliation officer's report; reasons settlement failed
4Reliefs soughtSpecific orders / declarations being asked from the Tribunal
5Documents relied uponList with brief description; copies attached
6Affidavit of verificationSigned by applicant or authorised representative; sworn before notary
7Declaration on limitationConfirming filing within 90 days
Practical tip All evidence (other than documentary) must be filed in affidavit form, including reply and rejoinder. Plan witness affidavits early โ€” chasing them at the last moment is the most common cause of adjournments.
Common mistakes
  • Missing the 90-day window (counting from conciliation report date, not from when the dispute arose)
  • Filing without attaching the conciliation officer's report โ€” Tribunal will not entertain
  • Vague reliefs ("any appropriate order") instead of specific orders sought
FORM III Rule 17 ยท IR (Central) Rules, 2026 Free ยท Available

Register of Standing Orders

Maintained electronically by the certifying officer โ€” not by the employer. Useful to know what's being recorded about your establishment.

This is unique among the sixteen forms โ€” Form III is maintained by the Certifying Officer, not filled by an employer or worker. It is the central register of all certified, deemed-certified, or adopted Model Standing Orders for every industrial establishment in the central sphere.

Why HR teams should care: it's the official record of your establishment's standing-orders status. If a dispute arises about whether your standing orders are validly in force, this register is the source of truth. You can request a copy of any entry on payment of โ‚น2 per page (electronically).

#FieldDetail
aUnique numberAllocated to each standing order โ€” the citation reference for that establishment
bEstablishment nameAs registered under the OSH Code or other applicable law
cNature of establishmentMining / manufacturing / services โ€” determines which Model Standing Orders apply
dDate of certificationOr date of deemed certification or date of adoption of Model SO
eAreas of operationGeographic / functional scope of the establishment
fOther relevant detailsSuch other details as the certifying officer considers helpful for retrieval and database creation
Practical tip Once a year, request a Form III extract for your own establishment from the certifying officer. Audit teams and counsel will ask. โ‚น2 per page makes it the cheapest verification you'll pay for all year.
FORM IV Rule 19 ยท IR (Central) Rules, 2026 Free ยท Available

Notice of Change in Service Conditions

Used by employers when changing any condition of service listed in the Third Schedule of the IR Code โ€” wages, hours, leave, allowances, classification, and similar.

Whenever an employer wants to change any condition of service that falls within the Third Schedule of the IR Code โ€” typical examples: wage rates and components, hours of work and rest intervals, leave with wages, classification of workers โ€” they must give prior notice in Form IV to affected workers. Failure to give Form IV notice can render the change challengeable.

  • Affected workers โ€” directly, by electronic mode, speed post, or in person
  • Display โ€” conspicuously on the notice board (physical or electronic) at the main entrance
  • Portal โ€” uploaded on the establishment's designated portal, if any
  • Trade Unions โ€” copy served on the secretary of every registered trade union, negotiating union, or constituent of negotiating council
#FieldDetail
1Establishment detailsName, address, registration number, principal employer details
2Existing conditionThe condition of service currently applicable, in tabular form
3Proposed changeThe new condition, in the same tabular form (so workers can compare)
4Reasons for changeBrief, factual rationale โ€” operational, economic, regulatory
5Workers affectedCategories / departments / numbers
6Date from which proposedEffective date โ€” must be after expiry of statutory notice period
7Signature & dateBy the employer or authorised signatory
Practical tip Form IV needs the existing-vs-proposed comparison clearly. Pasting just the new condition is the most common deficiency cited by labour officers. Build a side-by-side table โ€” it doubles as your internal HR memo for the change.
Common mistakes
  • Not serving union secretaries when one exists โ€” invalidates the notice
  • Effecting the change before the statutory notice period expires
  • Treating the notice as informational rather than as the trigger for negotiation โ€” workers can raise an industrial dispute on receipt
  • Vague reasons ("business considerations") that won't withstand a tribunal review
Forms Vโ€“XVI ยท Coming Soon

Twelve more forms โ€” publishing weekly.

We're publishing the remaining forms one or two at a time, starting with the most-requested. Subscribe to the Friday Digest to be notified the moment each goes live.

FORM V
Reserved ยท Pending Verification
Form V is shown in the schedule but the operative use-case in the final notification is still being verified against the gazette PDF. Update coming.
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FORM VI
Authorisation for Representation
For non-union workers authorising a representative in any IR proceeding (Rule 41).
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FORM VII
Recovery of Dues by Worker
Worker / group recovers money under settlement, award, or Chapter IX/X (Rule 24).
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FORM VIII
Recovery by Authorised Person / Heir
Same as Form VII but where filed by an authorised person, heir, or assignee on the worker's behalf.
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FORM IX
Money-Value Computation Application
For benefits that need to be valued in money โ€” Tribunal must decide within 3 months.
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FORM X
Money-Value Computation by Heir
Same as Form IX but filed by a heir / assignee where the worker has died.
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FORM XI
Strike Notice
14-day mandatory advance notice โ€” signed by union secretary or 5 elected workers (Rule 25).
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FORM XII
Lock-out Notice
14-day mandatory advance notice โ€” by the employer (Rule 26).
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FORM XIII
Retrenchment / Closure Notice (Ch. IX)
For establishments under Chapter IX โ€” no prior approval, but mandatory notice (Rules 27, 29).
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FORM XIV
Lay-off / Retrenchment / Closure Application (Ch. X ยท 300+)
For 300+ establishments โ€” prior approval required. Triple-duty form (Rules 30, 33, 35).
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FORM XV
Compounding of Offence
Notice + application form โ€” three parts. 15-day window to apply & pay (Rule 38).
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FORM XVI
Aggrieved-Employee Complaint
Under section 91 of the IR Code โ€” for unfair labour practices & contraventions (Rule 40).
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This page covers forms prescribed under the Industrial Relations (Central) Rules, 2026, notified vide GSR 342(E) on 8 May 2026. The descriptions of fields are based on the published gazette notification and our editorial reading; for the operative form text, refer to the gazette directly. State Rules under the IR Code may prescribe additional or modified forms. This is editorial content, not legal advice.